STATE OF CONNECTICUT
STATE EMPLOYEES RETIREMENT COMMISSION
A regular meeting of the State Employees Retirement Commission (the
"Commission") was held on September 15, 2016, in 7th Floor Conference Room at 55
Elm Street, Hartford Connecticut. The meeting convened at 9:00 a.m. and the
following members of the Commission were present:
- Peter Adomeit, Chairman
- Sandra Fae Brown Brewton, Trustee
- Michael Carey, Trustee
- Charles Casella, Trustee
- Robert D. Coffey, Trustee
- Richard M. Cosgrove, Trustee
- Lisa Grasso Egan, Trustee
- Steven Greatorex, Trustee
- Paul Fortier, Trustee
- Ronald McLellan, Trustee
- Claude Poulin, Trustee
- Angel Quiros, Trustee
- Martha Carlson, Deputy Comptroller, Ex Officio Member
- Thomas Landry, Municipal Liaison
- Greg Franklin, filling in for Deborah Spalding, CIO, Office of the State
Treasurer, Ex Officio Member
The following members of the Commission were absent:
- Sal Luciano, Trustee
- Laila Mandour, Trustee
Also present were:
- Brenda Halpin, Director, Retirement Services Division
- Michael Rose, General Counsel to the Commission Ford Harrison
- Cindy Cieslak, General Counsel to the Commission Ford Harrison
- Natalie Braswell, General Counsel to the Comptroller
- Colin Newman, Office of the State Comptroller
- Karen Nolen, Office of Policy and Management
- Angela Diaz, SERS Tier 2 Retiree
- Keisha Gatison, Counsel for Angela Diaz
- Matthew Hart, Mansfield, Connecticut Town Manager
- Ralph Efrid, Post Reporting
- Amanda Alfonso, Executive Assistant, Retirement Services Division
A. Call to Order
Chairman Adomeit called the meeting to order at 9:09 am
B. Chairman's Report:
Chairman Adomeit wanted to bring to the Commission?s attention to the
problem of the municipal survey administrative cost. It was not on the agenda so
it would not be discussed, however he wanted to have the Commission start
thinking about how to address this problem.
C. Division Director's Report
The September retirement payroll closed yesterday and we have 187 retirements
(164 regular, 6 Hybrids, 10 Voluntary Pending and 7 Disability). The Division
was able to finalize 1,171 regular retirements and 9 disability retirements for
the month. There are 13,657 retirements that need to be finalized.
For the ARP to Hybrid transfers there are a total of 1,902 with 394 retirees
and 1,495 transfers, 4 prospective and 9 waivers. We continue to work through
the backlog of transfers with 627 remaining to be completed.
Pending Disability Applications as of August 31, 2016
Pending Applications: |
333 |
applications preliminarily reviewed (155) |
applications waiting for documentation (178) |
Applications scheduled for upcoming MEB meetings: |
51 |
Total Pending:
|
384 |
For the month of August |
Number of Applications Received |
19 |
Number of Applications on Agenda |
20 |
Number of Applications Approved |
16 |
The next available meeting date to schedule is October 2016.
The Division has received a request from the New Canaan Police Department
regarding MERS membership.
Sample copies of the Employee Benefit Statements for 2016 have been provided
for your reference.
Deputy Comptroller Carlson gave an overview of the pension module?s progress.
Last month, the retirement division finalized approximately 1562 retirements and
is working on finalizing another 1200 this month. Currently, there is a bucket
of 9000 retirements that they think are able to be finalized. There have been
about 70 phones calls from retirees that have had a final audit but they do not
feel that their audit was done correctly. The division is working on modifying
the letter that was sent out to them. Pre- 2003 pay codes are not in the
computer system, so the division has been manually entering the pay rates. UCONN
goes live Thursday, September 22 and everyone is confident that they are ready
to go live.
Chairman Adomeit asked for a motion to amend the agenda
- i. Mr. Greatorex moved, seconded by Mr. Poulin to amend the agenda.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to amend the agenda.
Chairman Adomeit asked for a motion to amend agenda item number 15 to add the
words, "possible action."
- i. Mr. Coffey moved, seconded by Mr. Poulin to amend agenda item number 15 to
add the words, "possible action."
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to amend agenda item number 15 to
add the words, "possible action."
D. New Matters
- 1. Request Commission Approval of the August 18, 2016 Minutes.
i. Mr. Greatorex moved, seconded by Mr. Fortier to approve the August 18, 2016
minutes.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the August 18, 2016
minutes.
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- 2. Request Commission Approval of the State Employees Retirement Commission
Chairman?s Per Diem Expenses.
i. Mr. Greatorex moved, seconded by Mr. Fortier to approve the State Employees
Retirement Commission Chairman's Per Diem Expenses.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the State Employees
Retirement Commission Chairman?s Per Diem Expenses.
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- 3. Request Commission Approval of the State Employees Retirement Commission
Union Trustee's Per Diem and Travel Expenses.
i. Mr. Greatorex moved, seconded by Mr. Fortier to approve the State Employees
Retirement Commission Union Trustee's Per Diem and Travel Expense.
ii. Mr. Poulin abstained.
iii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iv. The Commission voted unanimously in favor, with Mr. Poulin abstaining, to
approve the State Employees Retirement Commission Union Trustee's Per Diem and
Travel Expenses.
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- 4. Request Commission Approval of the State Employees Retirement Commission
Management Trustee?s Per Diem and Travel Expenses.
i. Mr. Greatorex moved, seconded by Mr. Fortier to approve the State Employees
Retirement Commission Management Trustee's Per Diem and Travel Expense.
ii. Mr. Cosgrove abstained.
iii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iv. The Commission voted unanimously in favor, with Mr. Cosgrove abstaining, to
approve the State Employees Retirement Commission Management Trustee's Per Diem
and Travel Expenses.
- 5. Request Commission Acceptance of the August 2016 Invoices from Ford
Harrison.
i. Mr. Greatorex moved, seconded by Mr. Fortier to approve the billing from Ford
Harrison.
ii. Chairman asked if there was any discussion.
iii. Mr. Casella said that he noticed there is a backlog of invoices and
wondered if there was a problem. Chairman Adomeit said that the division is
waiting on a Corporate Resolution form and W9 before Ford Harrison can be paid.
iv. The Commission voted unanimously in favor to approve the State Employees
Retirement Commission August 2016 billing from Ford Harrison.
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- 6. Request Commission Approval of the Connecticut State Employees Retirement
System Service Retirements for the Month of August 2016.
i. Mr. Greatorex moved, seconded by Mr. Fortier to approve the Connecticut State
Employees Retirement System Service Retirements for the Month of August 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the Connecticut State
Employees Retirement System Service Retirements for the Month of August 2016.
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- 7. Request Commission Approval of the Connecticut State Employees System
Disability Retirements for the Month of August 2016.
i. Mr. Greatorex moved, seconded by Mr. Fortier to approve the Connecticut State
Employees System Disability Retirements for the Month of August 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the Connecticut State
Employees System Disability Retirements for the Month of August 2016.
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- 8. Request Commission Approval of the Connecticut State Employees System
Voluntary Pending Retirements for the Month of August 2016.
i. Mr. Greatorex moved, seconded by Mr. Fortier to approve Connecticut State
Employees System Voluntary Pending Retirements for the Month of August 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve Connecticut State
Employees System Voluntary Pending Retirements for the Month of August 2016.
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- 9. Request Commission Approval of the Connecticut State Employees System
Retroactive Retirements for the Month of August 2016.
i. Mr. Greatorex moved, seconded by Mr. Fortier to approve Connecticut State
Employees System Retroactive Retirements for the Month of August 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve Connecticut State
Employees System Retroactive Retirements for the Month of August 2016.
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- 10. Request Commission Approval of the Connecticut State Employees System
Pre-Retirement Death Benefit Retirements for the Month of August 2016.
i. Mr. Greatorex moved, seconded by Mr. Fortier to approve Connecticut State
Employees System Pre-Retirement Death Benefit Retirements for the Month of August 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve Connecticut State
Employees System Pre-Retirement Death Benefit Retirements for the Month of August 2016.
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- 11. Request Commission Approval of the Municipal Retirement System Retirements
i. Mr. Greatorex moved, seconded by Mr. Fortier to approve the Municipal
Retirement System Retirements.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the Municipal Retirement System Retirements.
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- 12. Request Commission Approval of the Judges, Family Support Magistrates and
Compensation Commissioners Retirement System Retirements for the month of
September 2016.
i. Mr. Greatorex moved, seconded by Mr. Fortier to approve the Probate Judges
and Employees Retirement System Retirements for September 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the Judges, Family
Support Magistrates and Compensation Commissioners Retirement System Retirements
for the month of September 2016.
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- 13. Request Commission Approval of the Probate Judges and Employees
Retirement System Retirements for the month of September 2016.
i. Mr. Greatorex moved, seconded by Mr. Fortier to approve the Probate Judges
and Employees Retirement System Retirements for September 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the Probate Judges and
Employees Retirement System Retirements for September 2016.
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- 14. Request Commission Approval of the Probate Judges and Employees
Retirement Fund Personnel Expenses for the Pay Period July 8, 2016 Through
August 4, 2016.
i. Mr. Greatorex moved, seconded by Mr. Fortier to approve the Probate Judges
and Employees Retirement Fund Personnel Expenses for the Pay Period July 8, 2016
Through August 4, 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the Probate Judges and
Employees Retirement Fund Personnel Expenses for the Pay Period July 8, 2016
Through August 4, 2016.
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- 15. Procedure for Appointing a Municipal Liaison and possible action.
i. Chairman Adomeit explained Mr. Landry is retiring in December and Matthew
Hart has come to the meeting to introduce himself and possibly take over as the
Mr. Landry's municipal liaison. Hr. Hart was chosen because he was the only
person that volunteered to do the job. It was pointed out that the Commission
asked two municipal organizations, Connecticut Council of Small Towns (COST) and
Connecticut Council of Municipalities (CCM) and there were no recommendations
made.
ii. Chairman Adomeit asked for a motion to appoint Mr. Hart as the municipal
liaison.
iii. Mr. Carey made a motion, seconded by Ms. Brown-Brewton to appoint Mr. Hart
to the Retirement Commission as of October 1, 2016.
iv. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
v. The Commission voted unanimously in favor to appoint Mr. Hart to the
Retirement Commission as of October 1, 2016.
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- 16. Suggested CMERS Modifications.
i. No motion was made.
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- 17. Request Received from Angela Diaz that the Commission Review and
Reconsider its August 18, 2016 Denial of Her Request that the Retroactive
Payment of Her Disability Retirement benefit be Retroactive to Her June 1, 2011
Date of Retirement.
i. After hearing the arguments from Ms. Diaz and Attorney Gatison, Atty. Rose
asked that he get permission from Ms. Diaz to view her worker?s compensation
file. Ms. Diaz gave the ok and will need to sign a release form for Atty. Rose
to have access to the file.
ii. The Commission also explained that by changing Ms. Diaz retirement date back
to her June 1, 2011 date she may have an overpayment.
iii. Mr. Carey made a motion, seconded by Mr. Poulin to table Ms. Diaz?s request
until the October 2016 meeting.
iv. The Commission voted unanimously in favor to table Ms. Diaz?s request until
the October 2016 meeting.
Executive Session
Mr. Greatorex moved, seconded by Mr. Fortier to go into executive session at
9:10 a.m. Ms. Halpin, Mr. Newman, Attorney Braswell, Attorney Rose, and Attorney
Cieslak were invited by the Commission to stay for executive session to discuss
item 1.
- 1. Additional CMERS Suspension- written legal opinion. Discussion and
possible action.
- i. Mr. Carey moved, seconded by Mr. Coffey to accept the two recommendations of
the Legal and Personnel subcommittee to suspend the pensions of Diann Patterson
and Marie McKay.
ii. The Commission voted unanimously in favor to suspend the pensions of Diann
Patterson and Marie McKay.
Mr. Greatorex moved, seconded by Mr. Fortier to go into executive session at
9:15 a.m. Ms. Halpin, Mr. Newman, Attorney Braswell, Attorney Rose, and Attorney
Cieslak were invited by the Commission to stay for executive session to discuss
item 2.
- 2. January 1, 2017 CMERS Non-Reinstatement- written legal opinion- discussion
and possible action.
- i. At 9:43 a.m., Mr. Coffey moved, seconded by Mr. Carey that in accordance with
the Legal and Personnel subcommittee to instruct the Division to not reinstate
the suspended CMERS pensions in January 2017 individuals that were out of
compliance in 2015-2016. The individuals are Joseph Maturo, Marilynn
Cruz-Aponte, Richard Belden, Halina Fajer-Wolczacki, Betsey Mauri, Judith Nagle,
Kim Walton, John Harkins III, Lance Helms, Cheryl Maturah, Hector Ramos, Sara
Seney, Timothy Webb, John Lupo and Charles Leavens.
ii. The Commission voted unanimously in favor to instruct the Division to not
reinstate the suspended CMERS pensions in January 2017 of the above individuals.
Mr. Greatorex moved, seconded by Mr. Fortier to go into executive session at
9:46 a.m. Ms. Halpin, Mr. Newman, Attorney Braswell, Attorney Rose, and Attorney
Cieslak were invited by the Commission to stay for executive session to discuss
items 3-10.
- 3. CMERS Non-Responders- written legal opinion-discussion and possible
action.
- i. At 10:11 a.m., Mr. Carey moved, seconded by Mr. McLellan for the Commission
to instruct the Division to begin suspension procedures for individuals that did
not respond.
ii. The Commission voted unanimously in favor to instruct the Division to begin
suspension procedures for individuals that did not respond.
- 4. Webb Request for Reconsideration- written legal opinion- discussion and
possible action.
- i. At 10:12 a.m., Mr. Coffey moved, seconded by Ms. Brown-Brewton to deny Mr.
Webb?s request for reconsideration to suspend his pension because the town of
Ellington is in CMERS.
ii. The Commission voted unanimously in favor to deny Mr. Webb?s request for
reconsideration to suspend his pension.
5. Bouchard- pending litigation- Update (no motion made)
6. Brown - pending litigation - Update. (no motion made)
7. Maturo - pending litigation - Update. (no motion made)
8. Carver - pending litigation - Update. (no motion made)
9. Walenski - pending litigation - Update. (no motion made)
10. Etim - pending litigation - Update. (no motion made)
- Adjournment
With no further business before the Commission, Ms. Brown-Brewton moved,
seconded by Mr. Coffey to adjourn at 11:06 a.m. The Commission voted unanimously
to adjourn.
Respectfully Submitted by:
__________________________________
Peter Adomeit, Chairman
___________________________________
Prepared by Brenda K. Halpin
Director Retirement Service Division
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