DRAFT
STATE OF CONNECTICUT
STATE EMPLOYEES RETIREMENT COMMISSION
A regular meeting of the State Employees Retirement Commission (the
�Commission�) was held on July 19, 2018, in 7th Floor Conference Room at 55 Elm
Street, Hartford Connecticut. The meeting convened at 9:00 a.m. and the
following members of the Commission were present:
- Peter Adomeit, Chairman
- Sandra Fae Brown Brewton, Trustee
- Michael Bailey,
Trustee
- Michael Carey, Trustee
- Charles Casella, Trustee
- Paul Fortier, Trustee
- Sal Luciano, Trustee
- Laila Mandour, Trustee
- Ronald McLellan, Trustee
- Karen
Nolen, Trustee
- Claude Poulin, Trustee
- Angel Quiros, Trustee
- Martha Carlson, Deputy Comptroller & Interim Director of Retirement Services,
Ex Officio Member
- Laurie Martin, Ex Officio Member
The following members of the Commission were absent:
- Robert D. Coffey, Trustee
- Sal Luciano, Trustee
Also present were:
- Amanda Alfonso, Retirement Services Division
- Bruce Barth, Robinson & Cole
- Natalie Braswell, Office of the State Comptroller
- Cindy Cieslak, Rose Kallor
- David Dalpe, SERS Member
- John Herrington, Director Retirement Services Division
- Erik Neuendorf, SERS Member
- Colin Newman, Retirement Services Division
- Michael
Rose, General Counsel to the Commission Rose Kallor
- Alisha Sullivan, Robinson &
Cole
- Josh Wojick, Office of the State Comptroller
Call to Order
Chairman Adomeit called the meeting to order at 9:12 a.m.
Chairman's Report
The Chairman announced that he has appointed Ms. Nolen to the Actuarial
Subcommittee.
Division Director's Report
The Division is working on preparing invoices for all active members affected
by the SAG award by September 2018.
Division Director's Report
Disability Retirements |
Pending Disability Applications as of
|
4/2018
|
5/2018
|
6/2018
|
7/2018 |
Pending Applications
|
337
|
326
|
295
|
289 |
Applications preliminary reviewed
|
92
|
63
|
65
|
62 |
Applications waiting for documentation
|
245
|
263
|
230
|
227 |
Applications scheduled
|
116
|
125
|
131
|
156 |
Total Pending
|
453
|
451
|
426
|
445 |
|
|
|
|
|
Number of Applications Received
|
18
|
24
|
18
|
20 |
Number of Applications on the Agenda
|
25
|
48
|
24
|
16 |
Number of Application Approved
|
15
|
35
|
14
|
14 |
|
|
|
|
|
24-Month Review Cases
|
|
|
On the list for 24-Month Review (Past and Future)
|
222
|
270
|
261
|
244
|
Collecting SSD
|
58
|
73
|
56
|
59 |
Part of the Backlog
|
18
|
23
|
13
|
22 |
Not Collecting SSD
|
187
|
196
|
205
|
185 |
Part of the Backlog
|
117
|
112
|
108
|
101 |
MEB Scheduled
|
23
|
21
|
24
|
36 |
|
|
|
|
|
ARP to Hybrid Retirements
|
|
|
|
Monthly
|
|
|
|
Retirees
|
4
|
4
|
12
|
8 |
Prospective
|
0
|
0
|
0
|
0 |
Transfer
|
6
|
2
|
2
|
4 |
Waiver
|
0
|
0
|
0
|
0 |
Total
|
10
|
6
|
14
|
12 |
|
|
|
|
|
Audited and sent invoices
|
80
|
60
|
0
|
0 |
Total Outstanding to be audited
|
375
|
318
|
318
|
323 |
|
|
|
|
|
To date
|
|
|
|
Retirees
|
538
|
540
|
540
|
541 |
Prospective
|
5
|
5
|
5
|
5 |
Transfer
|
1465
|
1466
|
1466
|
1470 |
Waiver
|
9
|
9
|
9
|
9 |
Total
|
2017
|
2020
|
2020
|
2025 |
|
|
|
|
|
Retirements in Audit
|
|
|
|
Retirements Processed
|
212
|
106
|
119
|
133 |
Regular
|
185
|
74
|
98
|
109 |
Voluntary Pending 7
|
4
|
4
|
6 |
New Disability
|
8
|
21
|
11
|
6 |
Disability Finalized
|
12
|
7
|
6
|
112 |
Deputy Comptroller Carlson did not have anything to add.
New Matters
1.
Request Commission Approval of the June 21, 2018
minutes.
- At 9:16, Mr. Casella moved, seconded by Mr. Fortier
to approve the June 21, 2018 minutes.
- Mr. Carey, Ms. Mandour and Ms. Nolen abstained.
- Chairman asked if there was any discussion. There
being no discussion he called for a vote.
- The Commission voted unanimously in favor, with Mr.
Carey, Ms. Mandour and Ms. Nolen abstaining, in favor to approve the June 21,
2018 minutes.
2.
Request Commission Approval of the State Employees
Retirement Commission Chairman's Per Diem Expenses.
- At 9:16, Mr. Casella moved, seconded by Ms. Brown
Brewton to approve the State Employees Retirement Commission Chairman's Per Diem
Expenses.
- Chairman asked if there was any discussion. There
being no discussion he called for a vote.
- The Commission voted unanimously in favor to
approve the State Employees Retirement Commission Chairman's Per Diem Expenses.
3.
Request Commission Approval of the State Employees
Retirement Commission Union Trustee Claude Poulin Per Diem and Travel Expenses.
- At 9:17, Mr. Casella moved, seconded by Ms. Brown
Brewton to approve the State Employees Retirement Commission Union Trustee's Per
Diem and Travel Expense.
- Mr. Poulin abstained.
- Chairman asked if there was any discussion. There
being no discussion he called for a vote.
- The Commission voted unanimously in favor, with Mr.
Poulin abstaining, to approve the State Employees Retirement Commission Union
Trustee's Claude Poulin Per Diem and Travel Expenses.
4.
Request Commission Acceptance of the July 2018
Billing from Robinson and Cole for federal tax matters.
- At 9:17, Mr. Casella moved, seconded by Mr. Fortier
to accept the Billing from Robinson & Cole for federal tax matters.
- Chairman asked if there was any discussion. There
being no discussion he called for a vote.
- The Commission voted unanimously in favor to accept
the Billing from Robinson & Cole for federal tax matters.
5.
Request Commission Acceptance of the July 2018
Invoices from Rose Kallor.
- At 9:17, Mr. Casella moved, seconded by Mr. Fortier
to accept the Invoices from Rose Kallor.
- Chairman asked if there was any discussion. There
being no discussion he called for a vote.
- The Commission voted unanimously in favor to accept
the Invoices from Rose Kallor.
6.
Request Commission Approval of the Connecticut
State Employees Retirement System Service Retirements for the Month of June
2018.
- At 9:18, Mr. Casella moved, seconded by Ms. Brown
Brewton to approve the Connecticut State Employees Retirement System Service
Retirements for the Month of June 2018.
- Chairman asked if there was any discussion. There
being no discussion he called for a vote.
- The Commission voted unanimously in favor to
approve the Connecticut State Employees Retirement System Service Retirements
for the Month of June 2018.
7.
Request Commission Approval of the Connecticut
State Employees Retirement System Voluntary Pending Retirements for the Month of
June 2018.
- At 9:18, Mr. Casella moved, seconded by Ms. Brown
Brewton to approve the Connecticut State Employees Retirement System Voluntary
Pending Retirements for the Month of June 2018.
- Chairman asked if there was any discussion. There
being no discussion he called for a vote.
- The Commission voted unanimously in favor to
approve the Connecticut State Employees Retirement System Voluntary Pending
Retirements for the Month of June 2018.
8.
Request Commission Approval of the Connecticut
State Employees System Disability Retirements for the Month of June 2018.
- At 9:18, Mr. Casella moved, seconded by Ms. Brown
Brewton to approve the Connecticut State Employees System Disability Retirements
for the Month of June 2018.
- Chairman asked if there was any discussion. There
being no discussion he called for a vote.
- The Commission voted unanimously in favor to
approve the Connecticut State Employees System Disability Retirements for the
Month of June 2018.
9.
Request Commission Approval of the Connecticut
State Employees System Retroactive Retirements for the Month of June 2018.
- At 9:18, Mr. Casella moved, seconded by Ms. Brown
Brewton to approve the Connecticut State Employees System Retroactive
Retirements for the Month of June 2018.
- Chairman asked if there was any discussion. There
being no discussion he called for a vote.
- The Commission voted unanimously in favor to
approve the Connecticut State Employees System Retroactive Retirements for the
Month of June 2018.
10. Request Commission Approval of the Municipal Retirement System
Retirements for the Month of June 2018.
- At 9:18, Mr. Casella moved, seconded by Ms. Brown
Brewton to approve the Municipal Retirement System Retirements for the June
2018.
- Chairman asked if there was any discussion. There
being no discussion he called for a vote.
- The Commission voted unanimously in favor to
approve the Municipal Retirement System Retirements for the month of June 2018.
11. Request Commission Approval of the Municipal Retirement System
Disability Retirements Denied by the Medical Examining Board.
- At 9:19, Mr. Casella moved, seconded by Mr. Fortier
to approve the Municipal Retirement System Disability Retirements Denied by the
Medical Examining Board.
- Chairman asked if there was any discussion. There
being no discussion he called for a vote.
- The Commission voted unanimously in favor to
approve the Municipal Retirement System Disability Retirements Denied by the
Medical Examining Board.
12. Request Commission Acceptance of the Recommendations by the Medical
Examining Board for the Continued Entitlement Approvals.
- At 9:19, Mr. Casella moved, seconded by Mr. Fortier
to accept the Recommendations by the Medical Examining Board for the Continued
Entitlement Approvals.
- Chairman asked if there was any discussion. There
being no discussion he called for a vote.
- The Commission voted unanimously in favor to accept
the Recommendations by the Medical Examining Board for the Continued Entitlement
Approvals.
13. Request Commission Acceptance of the Recommendations by the Medical
Examining Board for the Continued Entitlement Denials.
- At 9:19, Mr. Casella moved, seconded by Mr. Poulin to
accept the Recommendations by the Medical Examining Board for the Continued
Entitlement Denials.
- Chairman asked if there was any discussion. There
being no discussion chairman called for a vote.
- The Commission voted unanimously in favor to accept
the Recommendations by the Medical Examining Board for the Continued Entitlement
Denials.
14. Request Commission Approval of the Retirement Services Division
Request to Discontinue the Disability Applications Due to the One Year Deadline
Associated with the Right to Ask for a Reconsideration of the Medical Examining
Board Denial.
- At 9:19, Mr. Casella moved, seconded by Mr. Poulin to
approve the Retirement Services Division Request to Discontinue the Disability
Applications Due to the One Year Deadline Associated with the Right to Ask for a
Reconsideration of the Medical Examining Board Denial.
- Chairman asked if there was any discussion. There
being no discussion he called for a vote.
- The Commission voted unanimously in favor to
approve the Retirement Services Division Request to Discontinue the Disability
Applications Due to the One Year Deadline Associated with the Right to Ask for a
Reconsideration of the Medical Examining Board Denial.
15. Request Commission Approval of the Probate Judges and Employees
Retirement Fund Personnel Expenses for the Pay Period May 11, 2018 through June
7, 2018.
- At 9:20, Mr. Casella
moved, seconded by Ms. Brown Brewton to approve the Probate Judges and Employees
Retirement Fund Personnel Expenses for the Pay Period May 11, 2018 through June
7, 2018.
- Chairman asked if
there was any discussion. There being no discussion he called for a vote.
- The Commission voted
unanimously in favor to approve the Probate Judges and Employees Retirement Fund
Personnel Expenses for the Pay Period May 11, 2018 through June 7, 2018.
16. Request Commission Acceptance of the Subcommittee on Purchase of Service
and
Related Matters Recommendations from the June 26, 2018 Meeting.
- At 9:20, Mr. Casella moved, seconded by Mr. Fortier
to approve the Subcommittee on Purchase of Service and
Related
Matters Recommendations from the June 26, 2018 Meeting.
- Chairman asked if there was any discussion. There
was discussion. Mr. McLellan wanted it reflected on the record that on the
purchasing minutes for Mr. Lautier he was against the motion.
- The Commission voted unanimously, with the change
to Mr. McLellan's vote, to approve the Subcommittee on Purchase of Service and
Related Matters Recommendations from the June 26, 2018 Meeting.
17.
Request Commission
Approval of the Office of the State Comptroller's Plan for Administering the New
Requirement Pursuant to the 2017 SEBAC Agreement for Individuals on State
Retirement Disability to Apply for Social Security Disability Insurance Benefits
(SSDI).
- At 9:21, Mr. Casella moved, seconded by Mr. Fortier
to approve the Office of the State Comptroller'
s Plan for Administering the New
Requirement Pursuant to the 2017 SEBAC Agreement for Individuals on State
Retirement Disability to Apply for Social Security Disability Insurance Benefits
(SSDI).
- Chairman asked if there was any discussion. There
was discussion. Mr. Wojcik[CC1] explained why the
Office of the State Comptroller was looking for a third party vendor to assist
members that are on state disability retirement with enrolling in SSDI.
- The motion was amended, which was accepted by Mr.
Casella and seconded by Ms. Brown Brewton, to approve the Office of the State
Comptroller's Plan for Administering the New Requirement Pursuant to the 2017
SEBAC Agreement for Individuals on State Retirement Disability to Apply for
Social Security Disability Insurance Benefits (SSDI), subject to legal counsel'
s
advice on the Commission's authority to hire a vendor for said purposes.
- The Commission voted unanimously to approve the
Office of the State Comptroller's Plan for Administering the New Requirement
Pursuant to the 2017 SEBAC Agreement for Individuals on State Retirement
Disability to Apply for Social Security Disability Insurance Benefits (SSDI),
subject to legal counsel's advice on the Commission's authority to hire a vendor
for said purposes.
At 9:50, Mr. Casella moved, seconded by Mr. Fortier to go into executive
session for purposes of discussing items 1-12. Attorney Barth, Attorney
Cieslak, John Herrington, Colin Newman, Attorney Rose and Attorney Sullivan were
invited by the Commission to stay for executive session. The Chairman asked if
there was any discussion. There being no discussion he called for a vote. The
Commission voted unanimously in favor to enter executive session for Items 1-12.
Executive Session � Discussion and Possible Action
- State Aided Institutions and SEBAC 2017
Contribution - written legal opinion.
- Plan compilation - Filing and related items -
written legal opinion.
- Power of Attorney inquiry - written legal opinion.
- Catherine Crandle - written legal opinion/pending
claim.
- Jeremy Wiganowske - pending litigation.
- Pending MEB and disability retirement
inquiries - written legal opinion.
- David Carter - pending litigation.
- Richard Kay - pending litigation.
- Thompson � pending litigation.
- Walenski - pending litigation.
- Ronald Johnson - pending claim.
- Gary Soracchi - pending litigation.
At 10:54a.m., Mr. Casella moved, seconded by Ms. Brown Brewton to exit
executive session. The Chairman asked if there was any discussion. There being
no discussion he called for a vote. The Commission voted unanimously to exit
executive session.
Public Session
At 10:55, Mr. Casella moved, seconded by Ms. Brown Brewton for the Commission
to require the retirement division to process the retirement contribution
increase retroactively to July 1, 2017 for State-Aided Institution Employees, as
it appears the 2017 SEBAC agreement applies to State-Aided Institution Employees
effective as of July 1, 2017, as well as increasing the contributions for OPEB,
pending clarification. The Chairman asked if there was any discussion. There
being no discussion he called for a vote. The motion passed unanimously.
Adjournment
With no further business before the Commission, Mr. Casella moved, seconded
by Ms. Brown Brewton to adjourn at 10:58 a.m. The Commission voted
unanimously to adjourn.
Respectfully Submitted by:
__________________________________
Peter Adomeit, Chairman
___________________________________
Prepared by John Herrington, Retirement Services Division Director
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