DRAFT
STATE OF CONNECTICUT
STATE EMPLOYEES RETIREMENT COMMISSION
A regular meeting of the State Employees Retirement Commission (the
?Commission?) was held on December 15, 2016, in 7th Floor Conference Room at 55
Elm Street, Hartford Connecticut. The meeting convened at 9:00 a.m. and the
following members of the Commission were present:
- Peter Adomeit, Chairman
- Michael Carey, Trustee
- Charles Casella, Trustee
- Robert D. Coffey, Trustee
- Richard M. Cosgrove, Trustee
- Lisa Grasso Egan, Trustee
- Steven Greatorex, Trustee
- Ronald McLellan, Trustee
- Claude Poulin, Trustee
- Martha Carlson, Deputy Comptroller, Ex Officio Member
- Larry Wilson filling in for Deborah Spalding, CIO, Office of the State
Treasurer, Ex Officio Member
The following members of the Commission were absent:
- Sandra Fae Brown Brewton, Trustee
- Paul Fortier, Trustee
- Sal Luciano, Trustee
- Laila Mandour, Trustee
- Angel Quiros, Trustee
- Matthew Hart, Municipal Liaison
Also present were:
- Brenda Halpin, Director, Retirement Services Division
- Michael Rose, General Counsel to the Commission Ford Harrison
- Cindy Cieslak, General Counsel to the Commission Ford Harrison
- Bruce Barth, Robinson and Cole
- Alisha Sullivan, Robinson and Cole
- Natalie Braswell, General Counsel to the Comptroller
- Colin Newman, Office of the State Comptroller
- Karen Nolen, Office of Policy and Management
- Ben Barnes, Office of Policy and Management
- Amanda Alfonso, Executive Assistant, Retirement Services Division
A. Call to Order
Chairman Adomeit called the meeting to order at 9:16 a.m.
B. Chairman?s Report:
Chairman Adomeit thanked the commission trustees for their hard work this
year.
C. Division Director?s Report
The December retirement payroll will be closing tomorrow however we have 9
Hybrid retirements and approximately 113 regular retirements.
For the ARP to Hybrid transfers there are a total of 1,908 further details to
be provided next month.
Updated information on the Audit Backlog:
Total backlog |
15,964 |
Disabilities |
(2,272) |
Hybrid |
(312) |
Vested Rights |
(1,466) |
Alt Payees |
(181) |
Total |
11,733 |
|
Retirees |
Retirees |
|
|
|
Finalized |
Finalized |
Approximate |
|
|
Automated |
Manually |
Remaining |
|
|
|
|
11,733 |
|
August -16 |
1,522 |
42 |
10,169 |
|
September -16 |
1,168 |
92 |
8,909 |
|
October - 16 |
983 |
165 |
7,761 |
|
November - 16 |
997 |
38 |
6,726 |
|
December - 16 |
994 |
|
5,732 |
(not final count) |
January - 17 |
|
|
|
|
Total |
5,664 |
337 |
|
|
Deputy Comptroller Carlson gave an overview of the pension module?s progress.
The consultants continue to transfer their knowledge to the division staff. As
of December 5th, Core CT is now the system of record and CATER is only being
used for historical data. Early next year, we are looking to launch electronic
benefits and convert MERS payroll. Currently, we are on track for the June
competition date. Attorney Barth inquired if the 415 limit will be built in and
Deputy Comptroller Carlson responded that it would be built in. The Division is
still on track for completing 1000 finalizations every month. Disability
retirements will be automated last due to their complicated nature. As the
finalization process is going along code is being added to correct new
circumstances. Some finalizations will always be done manually for example,
governors, because they are a small amount.
D. New Matters
- 1. Request Commission Approval of the November 17, 2016 Minutes.
i. Mr. Greatorex moved, seconded by Mr. Poulin to approve the November 17, 2016
minutes.
ii. Chairman asked if there was any discussion. There was discussion.
iii. Mr. Cosgrove pointed out that the November minutes showed Mr. Fortier as
being absent when he was in attendance for the November meeting.
iv. The Commission voted unanimously, with that change, in favor to approve the
November 17, 2016 minutes.
-
- 2. Request Commission Approval of the State Employees Retirement Commission
Chairman?s Per Diem Expenses.
i. Mr. Greatorex moved, seconded by Ms. Grasso- Egan to approve the State
Employees Retirement Commission Chairman?s Per Diem Expenses.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the State Employees
Retirement Commission Chairman?s Per Diem Expenses.
-
- 3. Request Commission Approval of the State Employees Retirement Commission
Union Trustee?s Per Diem and Travel Expenses.
i. Mr. Greatorex moved, seconded by Ms. Grasso- Eagan to approve the State
Employees Retirement Commission Union Trustee?s Per Diem and Travel Expense.
ii. Mr. Poulin abstained.
iii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iv. The Commission voted unanimously in favor, with Mr. Poulin abstaining, to
approve the State Employees Retirement Commission Union Trustee?s Per Diem and
Travel Expenses.
-
- 4. Request Commission Approval of the Parking Expense Reimbursement of
Trustee Charles Casella.
i. Mr. Greatorex moved, seconded by Ms. Grasso- Eagan to approve the Parking
Expense Reimbursement of Trustee Charles Casella.
ii. Mr. Casella abstained.
iii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iv. The Commission voted unanimously in favor, with Mr. Casella abstaining, to
approve the Parking Expense Reimbursement of Trustee Charles Casella.
-
- 5. Request Commission Acceptance of the November 2016 Billing from Robinson
and Cole.
i. Mr. Greatorex moved, seconded by Ms. Grasso- Egan to approve the billing from
Robinson and Cole.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the State Employees
Retirement Commission November 2016 billing from Robinson and Cole.
-
- 6. Request Commission Approval of the Connecticut State Employees Retirement
System Service Retirements for the Month of November 2016.
i. Mr. Greatorex moved, seconded by Ms. Grasso-Egan to approve the Connecticut
State Employees Retirement System Service Retirements for the Month of November
2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the Connecticut State
Employees Retirement System Service Retirements for the Month of November 2016.
-
- 7. Request Commission Approval of the Connecticut State Employees System
Disability Retirements for the Month of November 2016.
i. Mr. Greatorex moved, seconded by Ms. Grasso-Egan to approve the Connecticut
State Employees System Disability Retirements for the Month of November 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the Connecticut State
Employees System Disability Retirements for the Month of November 2016.
-
- 8. Request Commission Approval of the Connecticut State Employees System
Voluntary Pending Retirements for the Month of November 2016.
i. Mr. Greatorex moved, seconded by Ms. Grasso- Eagan to approve Connecticut
State Employees System Voluntary Pending Retirements for the Month of November
2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve Connecticut State
Employees System Voluntary Pending Retirements for the Month of November 2016.
-
- 9. Request Commission Approval of the Connecticut State Employees System
Retroactive Retirements for the Month of November 2016.
i. Mr. Greatorex moved, seconded by Mr. Poulin to approve Connecticut State
Employees System Retroactive Retirements for the Month of November 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve Connecticut State
Employees System Retroactive Retirements for the Month of November 2016.
-
- 10. Request Commission Approval of the Municipal Retirement System
Retirements.
i. Mr. Greatorex moved, seconded by Mr. Poulin to approve the Municipal
Retirement System Retirements.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the Municipal
Retirement System Retirements.
-
- 11. Request Commission Approval of the Municipal Retirement System Disability
Retirement Approved by the Medical Examining Board.
i. Mr. Greatorex moved, seconded by Mr. Poulin to approve the Municipal
Retirement System Disability Retirements approved by the Medical Examining
Board.
ii. Chairman asked if there was any discussion. There was discussion.
iii. Mr. Carey pointed out that the doctor that was shown as voting on the MEB
case was not listed in attendance.
iv. Mr. Carey made a motion, seconded by Mr. Cosgrove to table the approval of
the Municipal Retirement System Disability Retirement Approved by the Medical
Examining Board until the January Commission meeting.
v. The Commission voted unanimously to table the approval of the Municipal
Retirement System Disability Retirements approved by the Medical Examining Board
until the January meeting.
-
- 12. Request Commission Acceptance of the Recommendations by the Medical
Examining Board of the Municipal Retirement System Disability Retirement
Application Denials.
i. Mr. Carey pointed out that the doctor that was shown as voting on the MEB
case was not listed in attendance.
ii. Mr. Carey made a motion, seconded by Mr. Cosgrove to table the approval of
the Municipal Retirement System Disability Retirement Application Denials by the
Medical Examining Board until the January Commission meeting.
iii. The Commission voted unanimously to table the approval of the Municipal
Retirement System Disability Retirements Application Denials by the Medical
Examining Board until the January meeting.
-
- 13. Request Commission Approval of the Judges, Family Support Magistrates and
Compensation Commissioners Retirement System Retirements for the month of
December 2016.
i. Mr. Greatorex moved, seconded by Mr. Casella to approve the Probate Judges
and Employees Retirement System Retirements for December 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the Judges, Family
Support Magistrates and Compensation Commissioners Retirement System Retirements
for the month of December 2016.
-
- 14. Request Commission Approval of the Probate Judges and Employees
Retirement System Retirements for the month of December 2016.
i. Mr. Greatorex moved, seconded by Ms. Grasso-Egan to approve the Probate
Judges and Employees Retirement System Retirements for December 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the Probate Judges and
Employees Retirement System Retirements for December 2016.
-
- 15. Request Commission Approval of the Probate Judges and Employees
Retirement Fund Personnel Expenses for the Pay Period October 14, 2016 Through
November 10, 2016.
i. Mr. Greatorex moved, seconded by Ms. Grasso-Egan to approve the Probate
Judges and Employees Retirement Fund Personnel Expenses for the Pay Period
October 14, 2016 Through November 10, 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the Probate Judges and
Employees Retirement Fund Personnel Expenses for the Pay Period October 14, 2016
Through November 10, 2016.
-
- 16. Request Commission Approval Of The Recommendation Of The Investment
Subcommittees Decision To Eliminate The Vanguard Target Date Funds From The
Investment Line Up For The Alternate Retiree Program And Mapping Strategy.
i. Mr. Greatorex moved, seconded by Ms. Grasso-Egan to approve the
Recommendation of the Investment Subcommittees Decision to Eliminate The
Vanguard Target Date Funds From The Investment Line Up for the Alternate Retiree
Program And Mapping Strategy.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously in favor to approve the Recommendation of
the Investment Subcommittees Decision to Eliminate The Vanguard Target Date
Funds From The Investment Line Up for the Alternate Retiree Program And Mapping
Strategy.
- 17. Request Received From Archie Robertson For The Commission To Review And
Reconsider Its August 18, 2011 Denial Of His Request That His Application
Disability Retirement Go Back Before The Medical Examining Board.
- i. Mr. Robertson appeared before the Commission requesting that he be allowed
to go back before the MEB for a third time.
ii. After some discussion.
iii. Ms. Grasso-Egan moved, seconded by Mr. Poulin to approve Mr. Robertson?s
request to go back before the Medical Examining Board at the next available
meeting.
iv. Chairman asked if there was any further discussion. There being no
discussion he called for a vote.
v. The Commission voted unanimously in favor to approve Mr. Robertson?s request
to go back before the Medical Examining Board at the next available meeting.
Executive Session
Mr. Greatorex moved, seconded by Mr. Poulin to go into executive session at
9:42 a.m. Ms. Halpin, Mr. Newman, Attorney Braswell, Attorney Rose, Attorney
Cieslak, Attorney Barth and Attorney Sullivan were invited by the Commission to
stay for executive session.
- 1. Gleason - written legal opinion - discussion and action.
2. Thompson - pending litigation - update.
3. Baldino - written legal opinion - discussion.
4. CMERS reemployment: review possible legislative and regulatory changes to
Conn. Gen. Stat. ? 7-438 - written legal opinion - discussion and action.
5. Carfora - written legal opinion - discussion and action.
6. Carter - pending claim - update.
7. Krawiec - pending litigation - update.
8. Bouchard - pending litigation - update
9. Phillips - pending litigation - update.
10. Maturo- pending litigation - update.
11. Walenski - pending litigation - update.
12. Feliciano - pending litigation - update.
Public Session
- 1. Gleason - Action on petitioner?s appeal and recommendation to authorize
Gleason to collect a CMERS retirement benefit while employed by the City of
Milford.
2. CMERS reemployment: Action to authorize drafting of proposed legislative and
regulatory changes to Conn. Gen. Stat. ? 7-438.
3. Carfora - Action on recommendation to recoup CMERS benefits paid for January
2016 through June 2016.
-
- i. At 11:48 a.m. Mr. Coffey moved, seconded by Mr. Carey to approve the Legal
and Personnel subcommittee to draft Gen. Stat. ? 7-438 to recommend to the
Commission that it review C.G.S. Section 7-438 and make recommendations for
possible legislative changes and/or regulations pertaining thereto. All voted in
favor. Ms. Grasso-Eagan asked if there could be a workshop that could be put to
together to orient the Commission to the legislation. Mr. Rose said that he will
be putting a workshop together.
ii. At 11:50 a.m. Mr. Coffey moved, seconded by Mr. Carey to recommend to the
Commission that it instruct the division to recoup CMERS payments from Mr.
Carfora that were made to him during the period beginning January 1 through
June, 2016 which is the time of his employment with the East Haven Board of
Education. All voted in favor.
iii. At 11:51 a.m. Mr. Coffey moved, seconded by Mr. Casella to recommend to the
Commission that it consider a sua sponte declaratory ruling on the issue of
withdrawals from CMERS participation as exemplified in the Thompson matter. All
voted in favor.
iv. No further motions were made regarding the other Executive Session items.
Adjournment
With no further business before the Commission, Mr. Greatorex moved, seconded
by Mr. Cosgrove to adjourn at 11:52 a.m. The Commission voted unanimously to
adjourn.
Respectfully Submitted by:
__________________________________
Peter Adomeit, Chairman
___________________________________
Prepared by Brenda K. Halpin
Director Retirement Service Division
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