STATE OF CONNECTICUT
STATE EMPLOYEES RETIREMENT COMMISSION
A regular meeting of the State Employees Retirement Commission (the
"Commission") was held on April 21, 2016, in 7th Floor Conference Room at 55 Elm
Street, Hartford Connecticut. The meeting convened at 9:00 a.m. and the
following members of the Commission were present:
- Peter Adomeit, Chairman
- Michael Carey, Trustee
- Charles Casella, Trustee
- Robert D. Coffey, Trustee
- Lisa Grasso Egan, Trustee
- Sandra Fae Brown Brewton, Trustee
- Laila Mandour, Trustee
- Paul Fortier, Trustee
- Stephen Greatorex, Trustee
- Sal Luciano, Trustee
- Ronald McLellan, Trustee
- Claude Poulin, Trustee
- Martha Carlson, Deputy Comptroller, Ex Officio Member
- Deborah Spalding, CIO, Office of the State Treasurer, Ex Officio Member
- Thomas Landry, Municipal Liaison
The following members of the Commission were absent:
- Richard M. Cosgrove, Trustee
- Angel Quiros, Trustee
Also present were:
- Brenda Halpin, Director, Retirement Services Division
- Michael Rose, General Counsel to the Commission
- Cindy Cieslak, Ford Harrison
- Natalie Braswell, General Counsel to the Comptroller
- Colin Newman, Assistant Division Director, Retirement Services Division
- Amanda Alfonso, Executive Assistant, Retirement Services Division
- Bruce Barth, Robinson & Cole
- Karen Nolan, Office of Policy and Management
- Glenn Marshall, New England Regional Council of Carpenters
- Joseph Ganim, Mayor City of Bridgeport
- Kenneth Flatto, Finance Director, City of Bridgeport
- Nestor Nkwo, Director of the Office of Policy and Management City of
Bridgeport
- Av Harris, Director of Communications, City of Bridgeport
- Kevin Reynolds, Attorney, City of Bridgeport
- A. Call to Order
Chairman Adomeit called the meeting to order at 9:10 am
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- B. Chairman?s Report:
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- There was no chairman?s report.
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- C. Division Director?s Report
For the April retirement payroll we had 366 new retirees (344 normal, 8
disabilities, 11 voluntary pending and 3 Hybrid). There were 4 disabilities and
4 normal retirements finalized for the month.
On the ARP to Hybrid transfers there are 365 retirees, 1,489 transfers, 9
waivers and 4 prospective for a total of 1,872. We were able to process 7
transfers this month and the outstanding number to be audited and processed is
658.
Pending Disability Applications as of March 31, 2016
Pending Applications: |
274 |
applications preliminarily reviewed (96) |
applications waiting for documentation
(178) |
Applications scheduled for upcoming MEB
meetings: |
57 |
Total Pending: |
331 |
For the month of March |
Number of Applications Received
|
27 |
Number of Applications on Agenda
|
21 |
Number of Applications Approved
|
16 |
The next available meeting for scheduling is June 2016.
Update on the 2015 MERS Re-employment survey - the Division has fifteen
members that have not contacted our office. The Division investigator is
researching the status of members with various agencies to determine if they are
still living.
The Division in the process of mailing out the third and final request for
the 2016 MERS Re-employment Survey. A copy of the analysis is attached for your
review.
Update on the 24 month reviews, the Division had a back log of 593- 290 were
members on Social Security Disability leaving 303 to be scheduled, and 100
letters were mailed to the members that need to go before the Medical Examining
Board (MEB) and the remainder will be sent out by the end of this month. As the
responses are received in the file will be forwarded to the MEB. The SERS Annual
Disability Survey will be going out in May.
Copies of current pending legislation related to the Retirement Commission
have also been distributed for your review.
Mr. Luciano made a motion to amend the agenda to add the City of Bridgeport
on the agenda. Mr. Greatorex seconded the motion. Mr. Luciano was then asked by
Chairman Adomeit where he thought the placement should. It was decided that they
would be heard from prior to new matters.
- D. New Matters
- 1. Request Commission Approval of March 17, 2016 Minutes.
i. Mr. Luciano moved, seconded by Mr. Greatorex to approve the March 17,
2016 minutes.
ii. Chairman asked if there was any discussion. There was no discussion.
iii. The Commission voted unanimously to approve the March 17, 2016 minutes.
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- 2. Request Commission Approval of the State Employees Retirement
Commission Chairman?s Per Diem Expenses.
i. Mr. Luciano moved, seconded by Mr. Greatorex to approve the State
Employees Retirement Commission Chairman?s Per Diem Expenses.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously to approve the State Employees
Retirement Commission Chairman?s Per Diem Expenses.
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- 3. Request Commission Approval of the State Employees Retirement
Commission Union Trustee?s Per Diem and Travel Expenses.
i. Mr. Luciano moved, seconded by Mr. Greatorex to approve the State
Employees Retirement Commission Union Trustee?s Per Diem and Travel Expense.
ii. Mr. Poulin abstained.
iii. Chairman asked if there was any discussion. There being no discussion
he called for a vote.
iv. The Commission voted unanimously to approve the State Employees
Retirement Commission Union Trustee?s Per Diem and Travel Expenses.
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- 4. Request Commission Review of the March 2016 Billing from Robinson &
Cole.
i. Mr. Luciano moved, seconded by Mr. Greatorex to approve the billing from
Robinson & Cole.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously to approve the State Employees
Retirement Commission March 2016 billing from Robinson & Cole.
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- 5. Request Commission Approval of the Connecticut State Employees
Retirement System Service Retirements for the Month of March 2016.
i. Mr. Luciano moved, seconded by Mr. Greatorex to approve the Connecticut
State Employees Retirement System Service Retirements for the Month of March
2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously to approve the Connecticut State
Employees Retirement System Service Retirements for the Month of March 2016.
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- 6. Request Commission Approval of the Connecticut State Employees System
Disability Retirements for the Month of March 2016.
i. Mr. Luciano moved, seconded by Mr. Greatorex to approve the Connecticut
State Employees System Disability Retirements for the Month of March 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously to approve the Connecticut State
Employees System Disability Retirements for the Month of March 2016
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- 7. Request Commission Approval of the Connecticut State Employees System
Voluntary Pending Retirements for the Month of March 2016.
i. Mr. Luciano moved, seconded by Mr. Greatorex to approve Connecticut State
Employees System Voluntary Pending Retirements for the Month of March 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously to approve Connecticut State Employees
System Voluntary Pending Retirements for the Month of March 2016.
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- 8. Request Commission Approval of the Connecticut State Employees System
Retroactive Retirements for the Month of March 2016.
i. Mr. Luciano moved, seconded by Mr. Greatorex to approve Connecticut State
Employees System Retroactive Retirements for the Month of March 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously to approve Connecticut State Employees
System Retroactive Retirements for the Month of March 2016.
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- 9. Request Commission Approval of the Connecticut State Employees System
Pre- Retirement Death Benefit Retirements for the Month of March 2016.
i. Mr. Luciano moved, seconded by Mr. Greatorex to approve Connecticut State
Employees System Pre-Retirement Death Benefit Retirements for the Month of
March 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously to approve Connecticut State Employees
System Pre-Retirement Death Benefit Retirements for the Month of March 2016.
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- 10. Request Commission Approval of the Municipal Retirement System
Retirements.
i. Mr. Luciano moved, seconded by Mr. Greatorex to approve the Municipal
Retirement System Retirements.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously to approve the Municipal Retirement
System Retirements.
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- 11. Request Commission Approval of the Municipal Retirement System
Disability Retirements.
i. Mr. Luciano moved, seconded by Mr. Greatorex to approve the Municipal
Retirement System Disability Retirements.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously to approve the Municipal Retirement
System Disability Retirements.
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- 12. Request Commission Approval of the Judges, Family Support
Magistrates and Compensation Commissioners Retirement System Retirements for
the month of April 2016.
i. Mr. Luciano moved, seconded by Mr. Greatorex to approve the Judges,
Family Support magistrates and Compensation Commissioners Retirement System
Retirements for April 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously to approve the Judges, Family Support
magistrates and Compensation Commissioners Retirement System Retirements
April 2016.
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- 13. Request Commission Approval of the Probate Judges and Employees
Retirement System Retirements for the month of April 2016.
i. Mr. Luciano moved, seconded by Mr. Greatorex to approve the Probate
Judges and Employees Retirement System Retirements for April 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously to approve the Probate Judges and
Employees Retirement System Retirements for April 2016.
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- 14. Request Commission Approval of the Probate Judges and Employees
Retirement Fund Personnel Expenses for the Pay Period February 5, 2016
Through March 3, 2016.
i. Mr. Luciano moved, seconded by Mr. Greatorex to approve the Probate
Judges and Employees Retirement Fund Personnel Expenses for the Pay Period
February 5, 2016 Through March 3, 2016.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously to approve the Probate Judges and
Employees Retirement Fund Personnel Expenses for the Pay Period February 5,
2016 Through March 3, 2016.
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- 15. Update on the Thompson- Attorney Cieslak told the Commission that a
motion to dismiss had been filed and a declaratory motion was made but was
not returned to court. At this point, there is nothing going on with the
Thompson case.
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- 16. Update on the 2016 MERS Reemployment Surveys and schedule for the
Hearings.- Ms. Halpin reported on the 2016 MERS Surveys in the Division
Director?s report. Chairman Adomeit told the Commission that the hearings
will be scheduled for June 7th and June 9th. He also would like letters sent
out to the people explaining to them if they work beyond the 90 days not
only will their pension be suspended but they will also need to pay the
funds back. Mr. Luciano inserted that in the letter he would like to make
the people aware that they may have to pay interest in case the Commission
decides to require that.
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- 17. Written Update on the Internal Revenue Code Section 415 B and 401
(c) (17).
Bruce Barth explained the summary of the 415 limit and the 401 (a) (17)
limit works and how it applies to SERS.
Executive Session
Mr. Luciano moved, seconded by Mr. Greatorex to go into executive session.
Brenda Halpin, Colin Newman, Attorney Braswell, Attorney Rose and Attorney
Cieslak were invited by the Commission to stay for executive session. The
Commission went into executive session at 10:32 a.m. to discuss the written
update on the Internal Revenue Code Section 415 B and 401 (c) (17).
- 1. The Commission came out of executive session at 11:12 a.m. and made
the following motions:
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- Mr. Poulin moved to send a letter to the General Assembly leadership
outlining how the Bridgeport legislation affects the fund. Mr. Casella
seconded the motion. Ms. Grasso-Egan abstained.
Whitman case. Update- no motion was made
Carver case. Update- no motion was made
- 1. Pine case
i. Mr. Luciano moved, seconded by Mr. Greatorex to add this item to the May
2016 agenda.
ii. Chairman asked if there was any discussion. There being no discussion he
called for a vote.
iii. The Commission voted unanimously to adding this item to the May 2016
agenda.
Brown case. Update- no motion was made
Workers Comp Benefit/attorneys? fees analysis update (Dingwell, Bangston,
Miller). Written Legal Opinion. Discussion.
- Adjournment
- With no further business before the Commission, Mr. Luciano moved, seconded
by Mr. McLellan to adjourn at 11:17 a.m. The Commission voted unanimously to
adjourn.
Respectfully Submitted by:
__________________________________
Peter Adomeit, Chairman
___________________________________
Prepared by Brenda K. Halpin
Director Retirement Service Division
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